Broker Check

Featured Links

Listed below are links to web sites that may be of interest to you. Feel free to visit these web sites.

  • Addison Magazine - This magazine provides business, restaurant and nightlife, shopping, arts, real estate and personal interest information to the Addison and North Dallas Corridor.
  • Alliance Bernstein - This link allows you to sign on to the Alliance Bernstein website to view your personal accounts, including 529 accounts and personal accounts, and find relevant information for college, retirement, and general investing. You can apply through this website for a user identification and password.
  • Ash Brokerage - Ash Brokerage is the strategic partner that I use to manage all of my life, disability, and long term care insurance cases for my clients.
  • AXA Equitable - AXA Equitable allows you to access your annuity and retirement investments. You may apply for a user identification and password through this website.
  • - Provides the latest, up to date savings rates from around the country. There are many other useful comparable rates like mortgage, home equity, auto loans, and credit cards. Many other helpful tools are available.
  • Central Texas Children's Home - This is an organization that I contribute to each year to help children grow up in a nurtured environment. I also help this organization with their planned giving initiative and with some investments.
  • Certified Financial Planner Board of Standards - will give you insight into the high level standards that the CFP designation requires over and above any other professional designation that a financial advisor can obtain. These standards include rigorous ethical guidelines, high level commitment to community and profession requirements, continuing education requirements, and professional conduct expectations. These standards allow the CFP designation to be the hallmark in the financial services industry.
  • Chance of being injured or becoming ill and unable to work before you retire - Allows you to know your probability of becoming disabled and what that may cost your family.
  • Dimensional Fund Advisors - Dimensional Fund Advisors (DFA) has been a part of my practice since 2006 and have partnered with them to offer my clients diversity and institutionally managed investments as a foundational piece to a well balanced portfolio.
  • Financial Industry Regulatory Authority (FINRA) - If you are considering hiring a financial planner, you may use the FINRA website to ensure that the professional does not have black marks on his record. Simply click on this link, then click on the "start search" button. Check the box agreeing to the terms and conditions, check the broker button, type in the advisor's name, and hit the start search button.
  • Find Unclaimed Property - Provided as a courtesy to help you locate unclaimed property or cash.
  • Forbes - provides business and financial news.
  • Guide to America's Top Financial Planners - Planners listed in the Guide to America's Top Financial Planners are selected on the basis of Experience, including length of time in business; Training, including general education, specialty training and continuing education; Professional Associations, including membership in professional financial associations; and Financial Certifications, which involves completing at least one course of study and meeting all requirements that result in a receipt of certification and/or professional financial designation. This link also provides a plethora of topics from money related matters to how to choose a planner.
  • Internal Revenue Service - This link takes you directly to the home page of the Internal Revenue Service' and will allow you to download tax forms, publications, and general tax information.
  • - This website allows clients to access their brokerage accounts online any time of day. Please call me to receive your user identification and password to access your accounts.
  • Kestra - Kestra Investment Services, LLC is the broker/dealer I have chosen as my partner to help provide me with an objective and non-proprietary architecture on which to conduct my business practice. Kestra consists of Kestra Advisory Services, LLC and Kestra Investment Services, LLC which help provide much of the "back office" business infrastructure to help me do the best job I can do for you.
  • Saving for - This website provides an abundance of information regarding college planning.
  • Snow College - Home of the Badgers - This website gives you a glimpse of the beautiful campus of Snow College in Ephraim, Utah, where I earned my Associate's Degree in Business Administration.
  • Social Security Administration - On the Social Security Administration website, you can find information about your estimated retirement and family benefits, along with many other answers to your social security benefit questions.
  • Stokes Law Office - The Stokes Law Office and Kellie Stokes has been servicing the legal needs of my clients since 1998.
  • U.S. Department of Labor - At the U.S. Department of Labor website, you can find labor statistics, laws, compliance guidelines, and information about many other labor related issues.
  • U.S. Senate Finance Committee Newsroom - This is a great reference to the news and legislation being proposed/passed by the U.S. Senate Finance Committee and how our tax dollars are being appropriated.
  • University of Dallas - Home of the Crusaders - On, you can visit the University of Dallas, where I earned my MBA in Financial Planning and where I served as an adjunct professor in the Graduate School of Management.
  • Utah State University - Home of the Aggies - On this website, you can visit virtually the beautiful campus of Utah State University, where I finished my last two years of undergraduate work to earn my Bachelor's degree in Finance and Economics.
  • Wall Street Journal - Through the online site of the Wall Street Journal, you can get the latest business news and market data from around the world.

The information being provided is strictly as a courtesy. When you link to any of the web sites provided here, you may be leaving this web site. Kestra Advisory Services, LLC, (Kestra AS) and Kestra Investment Services, LLC (Kestra IS) makes no representation as to the completeness or accuracy of information provided at these web sites. Kestra AS and Kestra IS are not liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, web sites, information and programs made available through this web site. When you access one of these web sites, you are leaving our web site and assume total responsibility and risk for your use of the web sites you are linking to. Kestra (AS) and Kestra IS are not affiliated with any of the above listed entities. Kestra IS and Kestra AS are not affiliated with any entity listed herein.

Additional Kestra Investor Disclosures